David has over 40 years experience in the financial services industry. He has recently retired. The first part of his career was spent in the front line dealing with retail clients. The second has been in Compliance and Financial Crime, including time at the regulator. He has managed teams, built teams and developed the compliance culture within his firm, whilst having accountability to the regulator as SMF16 and SMF17.
David has learned the importance of self development but also how important it is to have someone to help you along the way. He has mentored a number of colleagues over the last ten years and has in particular helped them improve their self-confidence. He is keen to see individuals make the most of their abilities and ambition, and is leading the Institute's MLRO Mentorship Scheme.