We are delighted to announce the Institute’s final quarterly members meeting for 2024 and our early Xmas networking drinks, which will be generously hosted by A&O Shearman.

The event is focussed on exploring the most recent FCA fines, which will evolve into a panel debate on the role and development of the use of FCA’s Voluntary Restrictions as an enforcement tool rather than supervisory. Our expert panel will provide practical advice to our audience/membership on common challenges, how to manage regulatory relationships and the VREQ process and what to do if your firm finds themselves beyond a VREQ but into an investigation within enforcement. We will also explore the effectiveness of the enforcement tools and whether it is achieving market change.

📅 Date: 19 November 2024
🕐 Time: 5:30pm registration - 6pm start including drinks and nibbles after
📍Location: A&O Shearman LLP, One Bishops Square, London E1 6AD

Speakers:

  • Sarah Hitchins - Partner in AO Shearman Regulatory Litigation
  • Nikki Johnston - Partner in AO Shearman Regulatory Non-Contentious
  • Clive Gordon - Regulatory Expert, Consumer Investments and Financial Crime Practice Lead at Sicsic Advisory and ex FCA Head of Department including Financial Crime Supervision
  • Simran Bharaj (moderator) - Director at GKSB Consultancy, Financial Crime SME/Troubleshooter and complex advisory, including being an ex FCA Financial Crime Supervisor

Agenda

  • 5:30pm - 6:00pm: Arrival and refreshments
  • 6:00pm - 7:00pm: Panel presentation and discussion
  • 7:00pm - 8:30pm: Networking drinks and nibbles

Please note that this event is for members and their guests only. We kindly ask that any members wishing to bring guests contact The Institute to arrange a ticket for their guests.

Bookings for this event have now closed

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